Announcing the ShareIn Compliance portal. Available now at sharein.com/compliance-manual.
Prescribed rules from the regulator might seem complex and sometimes opaque. Clear informed guidance on the correct implementation can be even more elusive. It can be hard to know where to start.
We know these challenges from our own experience following an evolving regulatory framework and we’ve gained real-world first-hand experience making sure that the rules are appropriately applied for investment crowdfunding businesses.
To help you navigate regulatory requirements we’ve launched an online compliance portal. This is a free to use service whether you are an existing appointed representative of ours or not.
In the compliance portal you will find details about our upcoming free training courses on financial promotions and compliance.
We’ve pulled together lots of easy to follow guides on subjects like “Are you ready to be an Appointed Representative” or the Do’s and Don’ts of financial promotions.
And for the first time we’ve published our compliance manual online. This details ShareIn’s understanding of the FCA’s principles-based approach, as well as the obligations set out in its various sourcebooks and financial services regulation.
ShareIn are the market-leading experts in crowdfunding technology solutions and regulatory compliance. We’ve been directly authorised by the Financial Conduct Authority (FCA) since 2014, and we offer Appointed Representative (AR) services for both equity and debt crowdfunding which allows our ARs to operate in a compliant manner without needing their own authorisation.
Interested in becoming an Appointed Representative of ShareIn? Get in touch!